Violations Assessment Analyst

New York, New York

Posted in Recruitment Consultancy

This job has expired.

Job Info

Your new company
A Global Investment Bank

Your new role
UBS is looking for a Violations Assessment Analyst who can:

  • Act as an assessor in accordance with the Firm's Violations Framework Policy
  • Establish and review facts and circumstances of potential policy and/or conduct violations identified by various groups within the firm
  • Determine level of severity of incident based on fact check and documentation
  • Enter violation and all relevant details, taxonomies, and policy breaches in Firm's Case Management Tool
  • Ensure all appropriate documentation is retained in accordance with firm policy
  • Work in conjunction with WM Divisional team and Field management to Issue policy reminders and conduct violations as necessary
What you'll need to succeed
  • College degree ok to have but not required
  • Must be able to multi-tasked, well organized, detail oriented and able to communicate effectively both verbal and written
  • Must have a strong Supervisory/Compliance background
  • 2-3 years or more of financial experience
What you'll get in return
Together. That is how we do things. We offer talented people around the world a supportive, stimulating, and diverse working environment. We will value your passion and commitment. And reward your performance. You will get the chance to work for a very well-respected global brand as well as start a contract position with a chance of extension.

What you need to do now
If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now.
If this job isn't quite right for you but you are looking for a new position, please contact us for a confidential discussion on your career. #1150172

This job has expired.

More Recruitment Consultancy jobs

Los Angeles, California
Posted about 19 hours ago

New York, New York
Posted about 19 hours ago

AMN Healthcare Inc.
Dallas, Texas
Posted about 11 hours ago


$5 e-gift card
Upload your resume and receive $5 to Dunkin’ on us!
*Available to the first 200 NEW users

Powered by Broadbean logo

*By registering with our site, you agree to our
Terms and Privacy Policy.