Compliance Analyst Intermediate
BC Forward

Job Info

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Compliance Analyst Intermediate

BCforward is Looking for Individuals in the Financial Industry for a Contract to Hire Opportunity with Our Top Tier Banking Client!

Job Title: Compliance Analyst Intermediate (3-6 years) 292161-1Location: Newark,DE Hybrid RemoteExpected Duration: 6 Months possible extensionPay rate $28.75/hr on W2

Position Description

Responsible for the coordination and completion of all government, regulatory, and compliance documents for all business units in an organization. Familiar with standard concepts, practices, and procedures within a particular field. Relies on limited experience and judgment to plan and accomplish goals. Performs a variety of tasks. May lead and direct the work of others. A certain degree of creativity and latitude is required. Typically reports to a supervisor or manager.

Roles and Responsibilities:

- Sourcing appropriate background documents for FINRA registration and/or insurance licensing from employees and managers

- Maintaining and tracking documentation

- Coordination with Insurance and Securities Regulators to process onboarding and amendments on a timely basis

- Monitoring operational processing controls

- Ensuring regulatory requirements are met by the employee

- Strong analytical and problem solving skills with the ability to recommend and make decisions autonomously

- Ability to thrive in a changing work environment and manage well under pressure

- Quick learner, team player, results-oriented, self-motivated, flexible approach to work hours

- Strong oral and written communication

- Intermediate proficiency with Microsoft Excel

www.BCforward.com www.facebook.com/bcforward
This posting is not an offer of employment. All applicants must be authorized to work in the United States and willing cooperate with a background check and drug screen, to the extent permitted by federal and local laws up to, and including, both criminal and financial reviews. The submission of intentionally false or fraudulent information in response to this job posting shall render the applicant ineligible for the position. BCforward is an equal opportunity employer. Any subsequent offer of employment shall be considered employment at will regardless of the anticipated assignment duration.

Interested candidates please send resume in Word format Please reference job code 199830 when responding to this ad.

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